具体交易情况如下：①Solareast Holdings' then deputy general manager Jiao Qingtai was warned by the Shanghai Stock Exchange for short-term trading by his spouse Sun Kemei, who bought and sold company stocks within 6 months, constituting short-term trading. ②Between February 6, 2024 and November 7, Sun Kemei conducted multiple trades, making a profit of 138,320 yuan. Currently, she still holds 188,700 shares of the company's stocks, with a market cap of 4.1099 million yuan.
On November 29, Financial联社 reported that the recent bull stock, Solareast Holdings' deputy general manager Jiao Qingtai, was warned by the Shanghai Stock Exchange for short-term trading by his spouse.
Earlier today, Solareast Holdings issued an announcement regarding the short-term trading of senior management's spouses. Jiao Qingtai's spouse, Sun Kemei, traded company stocks through block trading from February 6, 2024 to November 7, 2024, constituting short-term trading.
Specific trading details are as follows:
On February 6, 2024, purchased 21,200 shares at an average price of 3.82 yuan per share, with a total transaction amount of 80,984 yuan.
On February 7, 2024, purchased 28,200 shares at an average price of 3.90 yuan per share, with a total transaction amount of 109,980 yuan.
On June 6, 2024, purchased 100,000 shares at an average price of 3.72 yuan per share, with a total transaction amount of 372,000 yuan.
On June 19, 2024, purchased 88,700 shares at an average price of 3.76 yuan per share, with a total transaction amount of 333,512 yuan.
On November 7, 2024, sold 49,400 shares at an average price of 6.52 yuan per share, with a transaction amount of 322,088 yuan.
According to the announcement, Sun Kemei profited 138,320 yuan in the above transaction, and as of the disclosure date, still holds 188,700 shares of the company. The company has, in accordance with legal requirements, fully turned over the proceeds of this short-term transaction to the company.
Through investigation and understanding, it is found that the short-term trading behavior this time was an independent investment decision made by Ms. Sun Kemei based on the secondary market situation. She believes that the shares sold on November 7, 2024, were purchased in February 2024, due to her lack of understanding of relevant laws and regulations. She did not seek any advice or suggestions from Jiao Qingtai regarding the above transaction, and the buying and selling of company stocks mentioned above did not involve trading company stocks based on insider information or seeking profit through insider information trading.
After the above situation occurred, Jiao Qingtai and his spouse conducted deep reflection and stated that they would strengthen their learning of relevant laws and regulations to prevent a recurrence of such events. Solareast Holdings' board of directors also stated in the announcement that the company will take this as a lesson, further enhance dissemination, require all directors, supervisors, senior management personnel, and immediate relatives to seriously study relevant laws and regulations, and strengthen supervision of family members' behaviors.
Tonight, the Shanghai Stock Exchange promptly issued a regulatory warning to Jiao Qingtai, the former deputy general manager of Solareast Holdings. The Shanghai Stock Exchange pointed out that Jiao Qingtai’s spouse bought and sold the company's shares within six months, constituting short-term trading as stipulated in Article 44 of the Securities Law, violating relevant provisions of the Shanghai Stock Exchange Stock Listing Rules such as Article 1.4, 3.4.1, 3.4.11, as well as the commitments made in the Director's (Supervisor, Senior Management) Statement and Commitment.
The Shanghai Stock Exchange stated in the document that after the close of trading on November 29, 2024, Solareast Holdings disclosed an announcement stating that Jiao Qingtai's spouse, Sun Moumei, had engaged in buying and selling the company's shares within six months between June 6, 2024, and November 7, 2024. Among them, 188,700 shares were purchased for 705,512 yuan, 49,400 shares were sold for 322,088 yuan, generating profits of 138,320 yuan from the short-term trading of 49,400 shares. As of the above-mentioned disclosure date, the relevant proceeds had been fully turned over to the company.
The Shanghai Stock Exchange decided to issue a regulatory warning to Jiao Qingtai, the deputy general manager of Solareast Holdings Co., Ltd.
It is worth mentioning that Solareast Holdings has shown extremely strong stock price performance recently. In the last 20 trading days, the stock has hit the limit up 15 times, closing today at 21.78 yuan per share, more than quadrupling in price compared to the beginning of this month.
Based on today's closing price, Sun Kemei currently holds solareast holdings' stocks with a market cap of 4.1099 million yuan. Including profits from previous trades, Sun Kemei's short-term trading profit has exceeded 3.5 million yuan this time.
In addition, according to the Shanghai Stock Exchange announcement, this week has taken regulatory measures such as written warnings for 197 cases of trading abnormalities such as price manipulation, false declarations, etc., focusing on monitoring severely volatile stocks like solareast holdings and new stocks in the early stages of listing.
