2020年7月14日至2021年6月18日，集晶香港共卖出“富满微”股份880.21万股，占公司总股本的5.3890%。2021年6月18日，集晶香港累计持股比例减少达到5%,其未按规定向中国证监会及证券交易所及时提交书面报告并披露权益变动报告书。Fine made microelectronics group (300671.SZ) announced that the company's controlling shareholder and actual controller received a notice from the China Securities Regulatory Commission...
According to Zhitong Finance APP, fine made microelectronics group (300671.SZ) announced that the company's controlling shareholder and actual controller received the "Administrative Penalty Decision" issued by the Shenzhen Regulatory Bureau of the China Securities Regulatory Commission. The decision pointed out that Jijing Hong Kong had the following illegal facts:
From July 14, 2020 to August 26, 2021, Jijing Hong Kong, as the controlling shareholder of fine made microelectronics group, cumulatively reduced its shareholding in "fine made microelectronics group" to 6.5053% of the company's total share capital.
From July 14, 2020 to June 18, 2021, Jijing Hong Kong sold a total of 8.8021 million shares of "fine made microelectronics group", accounting for 5.3890% of the company's total share capital. On June 18, 2021, Jijing Hong Kong's total shareholding ratio decreased to 5%, and it did not submit a written report to the China Securities Regulatory Commission and the stock exchange in a timely manner as required, nor did it disclose the changes in its equity.
From June 18, 2021 to August 26, 2021, Jijing Hong Kong did not stop trading as required, during which it sold 3.0846 million shares of "fine made microelectronics group", accounting for 1.5053% of the company's total share capital; the selling amount was 0.319 billion yuan, with a loss of 50.8648 million yuan. On August 26, 2021, Jijing Hong Kong supplemented the disclosure of the "Simplified Report on Equity Changes" regarding the aforementioned reduction of shareholding by 5%.
When Jijing Hong Kong's shareholding ratio decreased to 5%, it did not fulfill its reporting and announcement obligations as required, violating the provisions of Paragraph 2 of Article 63 of the "Securities Law", constituting an information disclosure violation as described in Paragraph 1 of Article 197 of the "Securities Law". Liu Jingyu, as the actual controller, sole shareholder, and director of Jijing Hong Kong, is the decision-maker for Jijing Hong Kong's above transactions and is directly responsible for the illegal information disclosure by Jijing Hong Kong. Jijing Hong Kong's behavior of transferring "fine made microelectronics group" stocks during the transfer restriction period violates the provisions of Paragraph 1 of Article 36 and Paragraph 2 of Article 63 of the "Securities Law", constituting illegal transfer of stocks described in Article 186 of the "Securities Law".
Considering that Jijing Hong Kong fulfilled its disclosure obligations when its shareholding ratio decreased by 1%, and actively corrected the situation of not disclosing when the shareholding ratio decreased by 5%, the social harm is relatively small. According to Paragraph 1 of Article 197 and Article 186 of the "Securities Law", the Shenzhen Bureau of the China Securities Regulatory Commission decided:
1. A warning was issued to Jijing (Hong Kong) Co., Ltd. for illegal information disclosure, and a fine of 1 million yuan was imposed, along with a warning to Liu Jingyu and a fine of 0.5 million yuan.
2. A warning was issued to Jijing (Hong Kong) Co., Ltd. for transferring the "fine made microelectronics group" stocks during the restriction period, and a fine of 3.2 million yuan was imposed.
