什么是Form 144？SEC FILLINGS DISCLOSED/ Nov 7, $Prudential Financial (PRU.US)$、$Prudential Financial Inc 4.125% Junior Sub Notes Due (01/09/2060) (PFH.US)$、$PRUDENTIAL FINANCIAL INC 5.950%JUNIOR SUBORD NOTES DUE 2062 USD25 (PRH.US)$、$Prudential Financial Inc 5.625%Junior Subordinated Notes Due 2058 (PRS.US)$ Officer SULLIVAN ANDREW F intends to sell 27,117 shares of its common stock on Nov 7, with a total market value of approximately $3.37 million.
What is Form 144?
Form 144: Notice of Proposed Sale of Securities is a document issued by the Securities and Exchange Commission (SEC). Individuals such as executive officers and affiliates of a US-listed company must submit this form to the SEC when they intend to sell more than 5,000 shares or units of that company's stock, or if the sale price adds up to more than $50,000 in any three-month period. This regulation is known as Rule 144, under the Securities Act of 1933.
