DJ Sandridge Mississippian Trust, Inst Holders, 4Q 2019 (SDTTU)
The following table shows the largest shareholders in SANDRIDGE MISSISSIPPIAN TR I UNIT (SDTTU) for the quarter ended December 31, 2019, listed by holding size. The list represents up to 50 of the largest holders in the company.
Note: Unless otherwise mentioned the reporting date is 12/31/2019
Institution Shares Shares % Last
Held Changed Held Report
The California Public Employee 59,000 0 0.211 09/30
Sheaff Brock Investment Adviso 42,000 0 0.150 09/30
Adalta Capital Management LLC 40,000 0 0.143 09/30
Citadel Advisors LLC 34,950 5,779 0.125 09/30
Wells Fargo Clearing Services 21,201 (499) 0.076 09/30
G1 Execution Services LLC 18,336 18,336 0.065 09/30
GWM Advisors LLC 11,279 11,279 0.040 09/30
James Investment Research Inc 10,831 (5,000) 0.039 09/30
Creative Planning Inc. 10,000 0 0.036 09/30
Citigroup Global Markets Inc. 7,200 0 0.026 09/30
JPMorgan Securities LLC (Inves 4,000 0 0.014 09/30
Ameritas Investment Corp. (Inv 4,000 4,000 0.014 09/30
Morgan Stanley Smith Barney LL 3,200 0 0.011 09/30
City National Rochdale LLC 2,500 0 0.009 09/30
Securities America Advisors I 2,207 (112) 0.008 09/30
Ladenburg Thalmann Asset Manag 1,217 56 0.004 09/30
FSC Securities Corp. 1,100 0 0.004 09/30
Merrill Lynch Pierce Fenner 500 0 0.002 09/30
UBS Financial Services Inc. 380 0 0.001 09/30
NEXT Financial Group Inc. 300 0 0.001 09/30
IFP Advisors Inc. 300 (631) 0.001 12/31
Morgan Stanley Investment Mana 100 0 0.000 09/30
Morgan Stanley & Co. LLC 100 0 0.000 09/30
Woodbury Financial Services I 61 61 0.000 09/30
Huntington National Bank (Inve 1 0 0.000 12/31
Gradient Investments LLC 0 (1,000) 0.000 12/31
ProEquities Inc. 0 (1,042) 0.000 09/30
Parallel Advisors LLC 0 (653) 0.000 09/30
KMS Financial Services Inc. 0 (1) 0.000 09/30
UBS Securities LLC 0 (18,062) 0.000 09/30
FNY Capital Management LP 0 (2,234) 0.000 12/31
Wells Fargo Advisors Financial 0 (100) 0.000 09/30
13F data provided by: Factset Research Systems Inc.;
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(END) Dow Jones Newswires
January 23, 2020 03:22 ET (08:22 GMT)