据悉，公司前期公告的2024年一季度报告信息披露不准确，违反相关规定。王福祥作为公司董事长，周红晓作为公司财务总监，对上述违规行为负有主要责任。上海证监局决定对公司、王福祥、周红晓采取出具警示函的行政监管措施。Announced by Shanghai Sinyang (300236.SZ) on September 18, 2024, the company received a regulatory measure decision letter from the Shanghai Securities Supervision and Administration Commission (Shanghai Stock Exchange) regarding Shanghai Sinyang Semiconductor Materials Co., Ltd., Wang Fuxiang, and Zhou Hongxia.
According to the announcement by Shanghai Sinyang (300236.SZ) on September 18, 2024, the company received an administrative regulatory measure decision letter "Regarding the Decision on Issuing a Warning Letter to Shanghai Sinyang Semiconductor Materials Co., Ltd., Wang Fuxiang, and Zhou Hongxia" from the Shanghai Securities Supervision and Administration Commission (Shanghai Stock Exchange).
On August 17, 2024, Shanghai Sinyang disclosed a correction notice regarding the company's first quarter report for 2024. The company purchased over-the-counter options tied to the CSI 1000 Index for 0.1 billion yuan through off-exchange collateralized credit on November 3, 2023. However, the fair value change of this derivative instrument and its impact on net income in the first quarter of 2024 amounting to 15.9159 million yuan was not recognized in the quarterly report, leading to an overstatement of net income attributable to shareholders of the listed company by 13.5285 million yuan.
According to reports, the information disclosed in the company's previous announcement on the first quarter report for 2024 was inaccurate and in violation of relevant regulations. Wang Fuxiang, as the chairman of the company, and Zhou Hongxia, as the CFO of the company, bear the main responsibility for the above-mentioned violations. The Shanghai Securities Supervision and Administration Commission has decided to issue a warning letter to the company, Wang Fuxiang, and Zhou Hongxia as an administrative regulatory measure.
