2024年6月11日,据青海证监局公告,青海华鼎实业及实际控制人暨时任董事长王封、董事吴伟等人在2023年5月至12月期间,累计发生非经营性占用公司资金2,679.90万元,占2023年公司经审计净资产的3.68%。尽管截至2023年12月31日,上述本金已归还,青海证监局还是基于这一违规行为,对青海华鼎、安吉十样锦企业管理合伙企业(有限合伙)、安吉驰阳科技产业发展合伙企业(有限合伙)、菏泽谷雨牡丹生物科技、广州市南方医康生物科技、山东飞得更高文化传播、王封、吴伟、牛月迁等多人采取出具警示函等措施,并将情况记入证券期货市场诚信档案。青海证监局要求相关责任人员在收到决定书的30日内提交书面整改报告,认真吸取教训,加强内部管理,提升规范运作意识和信息披露质量,以防止此类违规行为再次发生。
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青海华鼎等多人因非经营性占用公司资金,被青海证监局出具警示函
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The above content is for informational or educational purposes only and does not constitute any investment advice related to Futu. Although we strive to ensure the truthfulness, accuracy, and originality of all such content, we cannot guarantee it.
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