The Zhitong Finance App learned that on March 29, the Shanghai Stock Exchange released an overview of Shanghai's supervision. From March 25 to March 29, the Shanghai Stock Exchange pulled back 197...
The Zhitong Finance App learned that on March 29, the Shanghai Stock Exchange released an overview of Shanghai's supervision. From March 25 to March 29, the Shanghai Stock Exchange adopted written warnings and other supervisory measures against 197 cases of abnormal securities transactions such as suppression and false declarations. It carried out key monitoring of delisting and consolidation of stocks and stocks with serious abnormal fluctuations, carried out special inspections on 51 cases of important matters of listed companies, etc., and reported 3 cases of suspected illegal violations to the Securities Regulatory Commission.
From March 25 to March 29, the supervisory department of the Shanghai Stock Exchange company sent a total of 14 supervisory work letters, including 3 regulatory inquiry letters and 11 supervisory work letters; passed in-fact and ex post factual supervision, requiring listed companies to disclose 17 supplementary and corrective announcements. In response to information disclosure violations, 2 disciplinary measures were taken. At the same time, joint supervision of information disclosure and abnormal stock prices will be strengthened, and 15 orders for insider trading and abnormal transactions will be initiated in response to the disclosure of sensitive information or obvious abnormalities in stock prices by the company.