① This week, Jianmin Group, Chow Taisheng, etc. have received warning letters from the Securities Regulatory Bureau due to short-term transactions involving the families of directors and supervisors; ② Nikko Fashion and Jiufeng Energy announced in the past two days that they have received explanations and apology letters from people involved in short-term transactions; ③ Except for the short-term trading earnings of the husbands of Nikko Fashion executives, the rest of the short-term traders have already surrendered their earnings.
Financial News Agency, December 22 (Reporter Chen Kang) On the day of the winter solstice, a “small reunion,” some senior directors, supervisors, and senior family members were a bit “blocked.” This week, Jianmin Group (600976.SH), Chow Taisheng (002867.SZ), etc. all received warning letters from the Securities Regulatory Bureau due to “short-term transactions between spouses or relatives of company directors and supervisors”; in the past two days, Nippon Fashion (603196.SH) and Jiufeng Energy () received “Explanation and Apology Letters Concerning My Family's Stock Trading Situation” from their respective executives. 605090.SH
Among them, the relevant offenders of Jianmin Group, Chow Taisheng, and Jiufeng Energy have all surrendered the proceeds from short-term transactions, while the earnings of the husband of a Japanese fashion executive involved in short-term transactions was -2,360 yuan.
This evening, Nikko Fashion announced that it recently received an “Explanation and Apology Letter on My Family's Stock Trading Situation” from Zhang Yunju, the company's financial director. Her spouse, Mr. Zhang Qingdong, traded the company's shares between September 6, 2023 and October 10, 2023. According to relevant regulations, the above transaction constituted a short-term transaction. Among them, the number of shares involved in short-term trading was 47,200 shares, and the cumulative profit was -2,360 yuan.
Also after trading on the 22nd, Jianmin Group announced that Huang Fangjing, the company's supervisor, recently received a warning letter from the Hubei Securities Regulatory Bureau because his father traded the company's shares several times between September 19, 2022 and March 19, 2023, and earned a profit of 70,319.61 yuan (previously announced), which was fully paid to the company.
On the evening of December 21, Zhou Dasheng announced that company director Xia Hongchuan received a warning letter from the Shenzhen Securities Regulatory Bureau. Between May 4 and June 28, 2023, her spouse bought a total of 1,000 Chow Tai Sang shares and sold a total of 3,750 Chow Tai Sang shares. The revenue generated by this short-term transaction is 850 yuan, all of which have been paid to the company.
In the previous relevant announcement, Chow Taisheng claimed that it was due to the “misoperation” of Xia Hongchuan's spouse, yet Xia Hongchuan did not know in advance. This is not the first time that “misoperation” has been explained by a listed company: in July of this year, Ejiao leader Donga Ejiao (000423.SZ) announced that senior management relatives “misoperated” short-term transactions and made a profit of 153 yuan; in September, Yang Zhenhua, chairman of Philissons (300287.SZ), also earned 194 yuan due to “misoperation” of short-term transactions.
A reporter from the Financial Association noticed that in addition to handing over the proceeds of short-term transactions, some parties involved were subject to additional fines. According to Jiufeng Energy's announcement on the evening of the 21st, Yang Xiaoyi, the company's deputy general manager, issued an “Explanation and Apology Letter on My Family's Stock Trading Situation”. In addition to handing over to the company the income of 16,380.28 yuan obtained by his spouse He Guangzhen from short-term trading, an additional 2 times the income from this transaction, or 3,2760.56 yuan, was also handed over to the company as further compensation for the adverse impact of his own fault on the company.
Larger amounts of short-term earnings were “paid off” in batches. On the evening of December 20, Runbang Co., Ltd. (002483.SZ) issued the “Prompt Notice on Receiving Short-Term Trading Income from Shareholders with 5% or more of the original shares”. On July 4, 2022, December 18, 2023, and December 19, 2023, the company received short-term trading income of 6847.34 yuan, 9887.50 yuan, and 100,000 yuan, respectively.