智通财经APP讯，世联行(002285.SZ)发布公告，公司于近日收到中国证券监督管理委员会深圳监管局(“深圳证监局”)出具的《深圳证监局关于对深圳世联行集团股份有限公司、陈劲松、胡嘉、朱敏、王正宇、薛文、袁鸿昌采取出具警示函措施的决定》，经查，公司存在以下问题：
一、未按规定披露重大会计估计变更。2020年、2021年,公司贷款资产减值损失方法发生变化，对公司财务报告影响较大，构成重大会计估计变更，但公司未按规定对上述事项履行信息披露义务，违反了《上市公司信息披露管理办法》(证监会令第40号)第三十条第一款、第二款第十九项，《上市公司信息披露管理办法》(证监会令第182号)第二十二条第一款、第二款第十四项，《企业会计准则第28号——会计政策，会计估计变更和差错更正》(财会〔2006〕3号)第十六条，《公开发行证券的公司信息披露内容与格式准则第2号——年度报告的内容与格式》(证监会公告〔2017〕17号)第三十二条的规定。
二、未按规定审议和披露关联交易。2019年、2020年和2022年上半年，公司与关联方上海沪腾实业有限公司发生关联交易，但公司未按规定及时履行审议程序和信息披露义务，迟至2022年8月29日才披露上述关联交易情况，违反了《上市公司信息披露管理办法》(证监会令第40号)第四十八条和《上市公司信息披露管理办法》(证监会令第182号)第四十一条的规定。
公司时任董事长陈劲松、胡嘉，时任总经理朱敏，时任财务总监王正宇、薛文，时任副总经理、董事会秘书袁鸿昌对上述问题负有主要责任。根据《上市公司信息披露管理办法》(证监会令第40号)第五十八条第二款、第三款，第五十九条;《上市公司信息披露管理办法》(证监会令第182号)第五十一条第二款、第三款，第五十二条的规定，深圳证监局局决定对公司、陈劲松、胡嘉、朱敏、王正宇、薛文、袁鸿昌采取出具警示函的行政监管措施。
Zhitong Financial App News, 002285.SZ issued a notice that the company recently received the Shenzhen Securities Regulatory Bureau (Shenzhen Securities Regulatory Bureau) issued by Shenzhen Securities Regulatory Bureau ("Shenzhen Securities Regulatory Bureau"). The decision of Shenzhen Securities Regulatory Bureau on taking warning letter measures against Shenzhen World Bank Group Co., Ltd., Chen Jinsong, Hu Jia, Zhu Min, Wang Zhengyu, Xue Wen, Yuan Hongchang ", the company has the following problems:
(1) failure to disclose major changes in accounting estimates in accordance with the relevant provisions. In 2020 and 2021, the method of impairment loss of the company's loan assets changed, which had a great impact on the company's financial report, resulting in a major change in accounting estimates, but the company failed to perform its information disclosure obligations on the above-mentioned matters in accordance with the regulations, it violates Article 30, paragraph 1 and paragraph 2, paragraph 19, of the measures for the Administration of Information Disclosure of listed companies (CSRC order No. 40). Measures for the Administration of Information Disclosure of listed companies (CSRC order No. 182) Article 22, paragraph 1 and paragraph 2, paragraph 14, "Accounting Standards for Enterprises No. 28-Accounting policies, changes in accounting estimates and error correction" (Accounting (2006) No. 3) Article 16 The provisions of Article 32 of the Standard for the content and format of Information Disclosure of companies publicly issuing Securities No. 2-the content and format of Annual reports (CSRC Bulletin (2017) No. 17).
Second, failure to examine and disclose related party transactions in accordance with the relevant provisions. In 2019, 2020 and the first half of 2022, the company had related party transactions with the related party Shanghai Huteng Industrial Co., Ltd., but the company failed to fulfill the review procedures and information disclosure obligations in a timely manner, and the above related transactions were not disclosed until August 29, 2022. It violates the provisions of Article 48 of the measures for the Administration of Information Disclosure of listed companies (CSRC order No. 40) and Article 41 of the measures for the Administration of Information Disclosure of listed companies (CSRC order No. 182).
The company's then chairmen Chen Jinsong and Hu Jia, then General Manager Zhu Min, then Financial Directors Wang Zhengyu and Xue Wen, and then Deputy General Manager and Board Secretary Yuan Hongchang bear the main responsibility for the above problems. In accordance with Article 58, paragraphs 2, 3, and 59 of the measures for the Administration of Information Disclosure of listed companies (CSRC order No. 40) According to Article 51, paragraph 2, paragraph 3, and Article 52 of the measures for the Administration of Information Disclosure of listed companies (CSRC order No. 182), Shenzhen Securities Regulatory Bureau decided to take administrative supervision measures of issuing warning letters to the company, Chen Jinsong, Hu Jia, Zhu Min, Wang Zhengyu, Xue Wen, and Yuan Hongchang.
