DJ CDTi Advanced Materials Inc, Inst Holders, 4Q 2018 (CDTI)

The following table shows the largest shareholders in CDTI ADVANCED MATERIALS INC COM (CDTI) for the quarter ended December 31, 2018, listed by holding size. The list represents up to 50 of the largest holders in the company.

Note: Unless otherwise mentioned the reporting date is 12/31/2018

Institution Shares Shares % Last
Held Changed Held Report


The Vanguard Group Inc. 28,500 28,500 0.700 09/30
Goldman Sachs & Co. LLC (Priva 15,391 15,391 0.378 09/30
Merrill Lynch Pierce Fenner 10,303 10,303 0.253 09/30
UBS Securities LLC 6,906 6,906 0.170 09/30
UBS Financial Services Inc. 5,000 2,500 0.123 09/30
BlackRock Fund Advisors 1,563 809 0.038 09/30
US Bancorp Asset Management I 600 600 0.015 09/30
Schroder & Co. Ltd. 293 0 0.007 09/30
Deutsche Bank Securities Inc. 100 100 0.002 09/30
Morgan Stanley Smith Barney LL 52 52 0.001 09/30
Securities America Advisors I 40 (500) 0.001 09/30
DWS Investment GmbH 19 19 0.000 09/30
Morgan Stanley & Co. LLC 9 9 0.000 09/30
IFP Advisors Inc. 1 0 0.000 09/30
Guggenheim Funds Investment Ad 0 (2,341) 0.000 09/30
Virtu Financial BD LLC 0 (10,398) 0.000 12/31

13F data provided by: Factset Research Systems Inc.;
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(END) Dow Jones Newswires

January 22, 2019 03:16 ET (08:16 GMT)