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Bakkt Holdings | UPLOAD: Others

Bakkt Holdings | UPLOAD: Others

Bakkt Holdings | UPLOAD：其他
SEC announcement ·  03/01 02:42
牛牛AI助理已提取核心訊息
On February 12, 2024, Bakkt Holdings, Inc. received comments from the United States Securities and Exchange Commission (SEC) regarding Amendment No. 1 to their Registration Statement on Form S-3, which was initially filed on February 7, 2024. The SEC's letter to CEO Gavin Michael requested that Bakkt Holdings address concerns related to their going concern disclosure for the quarter ended September 30, 2023. The SEC specifically asked for a revision of the Prospectus Summary to include details about the conditions that cast substantial doubt on the company's ability to continue as a going concern, an evaluation of these conditions, and management's plans to mitigate these risks. Additionally, the SEC requested information on Bakkt Holdings' current liquidity position, sources of liquidity, and the anticipated uses...Show More
On February 12, 2024, Bakkt Holdings, Inc. received comments from the United States Securities and Exchange Commission (SEC) regarding Amendment No. 1 to their Registration Statement on Form S-3, which was initially filed on February 7, 2024. The SEC's letter to CEO Gavin Michael requested that Bakkt Holdings address concerns related to their going concern disclosure for the quarter ended September 30, 2023. The SEC specifically asked for a revision of the Prospectus Summary to include details about the conditions that cast substantial doubt on the company's ability to continue as a going concern, an evaluation of these conditions, and management's plans to mitigate these risks. Additionally, the SEC requested information on Bakkt Holdings' current liquidity position, sources of liquidity, and the anticipated uses and timing of these funds. The SEC also inquired whether Bakkt Holdings considered updating any other disclosures in light of the going concern doubts. Bakkt Holdings was instructed to update their incorporation by reference section to include their recently filed Form 10-Q/A and to respond to the SEC's comments by amending their registration statement and providing the requested information.
2024年2月12日，Bakkt Holdings, Inc.收到了美國證券交易委員會（SEC）關於其S-3表格註冊聲明第1號修正案的評論，該修正案最初於2024年2月7日提交。美國證券交易委員會致首席執行官加文·邁克爾的信要求Bakkt Holdings解決與其截至2023年9月30日的季度持續經營披露有關的擔憂。美國證券交易委員會特別要求修訂招股說明書摘要，以納入有關使人們對公司繼續經營能力產生重大懷疑的條件的詳細信息、對這些條件的評估以及管理層緩解這些風險的計劃。此外，美國證券交易委員會要求提供有關Bakkt Holdings當前流動性狀況、流動性來源以及這些資金的預期用途和時間的信息。...展開全部
2024年2月12日，Bakkt Holdings, Inc.收到了美國證券交易委員會（SEC）關於其S-3表格註冊聲明第1號修正案的評論，該修正案最初於2024年2月7日提交。美國證券交易委員會致首席執行官加文·邁克爾的信要求Bakkt Holdings解決與其截至2023年9月30日的季度持續經營披露有關的擔憂。美國證券交易委員會特別要求修訂招股說明書摘要，以納入有關使人們對公司繼續經營能力產生重大懷疑的條件的詳細信息、對這些條件的評估以及管理層緩解這些風險的計劃。此外，美國證券交易委員會要求提供有關Bakkt Holdings當前流動性狀況、流動性來源以及這些資金的預期用途和時間的信息。鑑於對持續經營的疑慮，美國證券交易委員會還詢問了Bakkt Holdings是否考慮更新任何其他披露信息。Bakkt Holdings被指示更新其按參考註冊章節以納入其最近提交的10-Q/A表格，並通過修改註冊聲明和提供所需信息來回應美國證券交易委員會的評論。

該公告為獨立文件：

獨立文件1

獨立文件2  查看翻譯

譯文內容由第三人軟體翻譯。


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