Summary by Futu AI
Panbela Therapeutics, Inc., represented by ROTH CAPITAL PARTNERS, LLC, has formally requested the U.S. Securities and Exchange Commission (SEC) to declare its Registration Statement on Form S-1 effective at 5:30 p.m. Eastern time on January 25, 2024. This request, made under Rule 461 of the Securities Act of 1933, aims for the Registration Statement to be effective as soon as possible after the specified time. Additionally, in compliance with Rule 460, ROTH CAPITAL PARTNERS has distributed the Preliminary Prospectus dated January 25, 2024, to ensure adequate distribution. The placement agent also confirms adherence to Rule 15c2-8 under the Securities Exchange Act of 1934.