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Smart for Life | SC 13G/A: Statement of acquisition of beneficial ownership by individuals (Amendment)-Ionic Ventures, LLC(9.9%),Ionic Management, LLC(9.9%), etc.

SEC announcement ·  Feb 12 23:09
Summary by Futu AI
Smart for Life, Inc., a company listed on the U.S. stock exchange under the ticker SMFL.US, has had an amendment filed with the Securities and Exchange Commission (SEC) by a group of reporting persons, including Ionic Ventures LLC, Ionic Management LLC, Keith Coulston, and Brendan O'Neil. The filing, known as Amendment No. 3 to Schedule 13G/A, was submitted on February 12, 2024, and it updates the beneficial ownership information previously reported. The amendment reflects changes due to two one-for-three reverse stock splits of Smart for Life's common stock that occurred on August 2, 2023, and October 27, 2023. The reporting persons collectively own 203,268 shares, representing 9.9% of the company's class of common stock. The filing also notes that the shares and...Show More
Smart for Life, Inc., a company listed on the U.S. stock exchange under the ticker SMFL.US, has had an amendment filed with the Securities and Exchange Commission (SEC) by a group of reporting persons, including Ionic Ventures LLC, Ionic Management LLC, Keith Coulston, and Brendan O'Neil. The filing, known as Amendment No. 3 to Schedule 13G/A, was submitted on February 12, 2024, and it updates the beneficial ownership information previously reported. The amendment reflects changes due to two one-for-three reverse stock splits of Smart for Life's common stock that occurred on August 2, 2023, and October 27, 2023. The reporting persons collectively own 203,268 shares, representing 9.9% of the company's class of common stock. The filing also notes that the shares and percentage reported do not account for additional shares of common stock that could be issued upon the full exercise of certain warrants, which are subject to beneficial ownership blockers of 9.99% and 4.99%. Ionic Ventures LLC has the shared voting and dispositive power over these shares, with its managers, including Keith Coulston and Brendan O'Neil, having the authority to vote and dispose of the shares. The filing emphasizes that the acquisition of the shares is not for the purpose of changing or influencing the control of Smart for Life, Inc.

This announcement is a separate document:

Doc 1

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