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Phunware | 8-K: Phunware Completes $10M Public Stock Offering

Phunware | 8-K:Phunware完成1000萬美元公開發行定價

SEC announcement ·  02/10 05:22
牛牛AI助理已提取核心訊息
On February 9, 2024, Phunware, Inc., a Delaware-based company specializing in Location Based SaaS solutions, successfully completed a registered public offering of 40 million shares of common stock at $0.25 per share, resulting in gross proceeds of approximately $10 million. The offering was conducted under a shelf registration statement filed with the SEC on February 1, 2022, and declared effective on February 9, 2022. Prior to the offering, on February 7, 2024, Phunware entered into securities purchase agreements with certain institutional investors and agreed to a 31-day lock-up period during which the company and certain directors and officers will not issue or dispose of any shares or securities convertible into common stock, with some exceptions. Roth Capital Partners served as the exclusive placement agent for the offering, receiving a...Show More
On February 9, 2024, Phunware, Inc., a Delaware-based company specializing in Location Based SaaS solutions, successfully completed a registered public offering of 40 million shares of common stock at $0.25 per share, resulting in gross proceeds of approximately $10 million. The offering was conducted under a shelf registration statement filed with the SEC on February 1, 2022, and declared effective on February 9, 2022. Prior to the offering, on February 7, 2024, Phunware entered into securities purchase agreements with certain institutional investors and agreed to a 31-day lock-up period during which the company and certain directors and officers will not issue or dispose of any shares or securities convertible into common stock, with some exceptions. Roth Capital Partners served as the exclusive placement agent for the offering, receiving a 7% cash fee of the gross proceeds and up to $60,000 for legal fees and expenses. The net proceeds from the offering are intended for working capital, general corporate purposes, and the expansion of product initiatives such as monetizing Phunware's patent portfolio, PhunCoin, and PhunToken. The company does not have any pending strategic opportunities at this time. The terms of the offering were detailed in the Purchase Agreements and Placement Agency Agreement, which are referenced in full in the attached exhibits of the SEC filing.
2024年2月9日,總部位於特拉華州的專門從事基於位置的SaaS解決方案的公司Phunware, Inc. 以每股0.25澳元的價格成功完成了4000萬股普通股的註冊公開發行,總收益約爲1000萬美元。此次發行是根據2022年2月1日向美國證券交易委員會提交的貨架註冊聲明進行的,並於2022年2月9日宣佈生效。在發行之前,Phunware於2024年2月7日與某些機構投資者簽訂了證券購買協議,並同意爲期31天的封鎖期,在此期間,公司和某些董事和高級管理人員不會發行或處置任何可轉換爲普通股的股票或證券,但有一些例外。Roth Capital Partners是此次發行的獨家配售代理,獲得總收益的...展開全部
2024年2月9日,總部位於特拉華州的專門從事基於位置的SaaS解決方案的公司Phunware, Inc. 以每股0.25澳元的價格成功完成了4000萬股普通股的註冊公開發行,總收益約爲1000萬美元。此次發行是根據2022年2月1日向美國證券交易委員會提交的貨架註冊聲明進行的,並於2022年2月9日宣佈生效。在發行之前,Phunware於2024年2月7日與某些機構投資者簽訂了證券購買協議,並同意爲期31天的封鎖期,在此期間,公司和某些董事和高級管理人員不會發行或處置任何可轉換爲普通股的股票或證券,但有一些例外。Roth Capital Partners是此次發行的獨家配售代理,獲得總收益的7%的現金費和最高60,000美元的律師費和開支。此次發行的淨收益將用於營運資金、一般公司用途以及擴大產品計劃,例如將Phunware的專利組合、PhunCoin和PhunToken貨幣化。該公司目前沒有任何懸而未決的戰略機會。此次發行的條款詳見購買協議和配售代理協議,美國證券交易委員會文件所附證物中完整提到了這些條款。

譯文內容由第三人軟體翻譯。


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