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Netcapital | SC 13G: Statement of acquisition of beneficial ownership by individuals-Bard Associates, Inc. 36-3452497(8.2%)

SEC announcement ·  Jan 4 13:00
Summary by Futu AI
On December 31, 2023, Bard Associates, Inc., an investment adviser based in Illinois, filed a Schedule 13G with the United States Securities and Exchange Commission, disclosing a significant stake in Netcapital, a company that issues common stock under the CUSIP number 64113L103. Bard Associates reported beneficial ownership of 1,175,810 shares, representing 8.2% of Netcapital's class of common stock. The filing indicates that Bard Associates has sole dispositive power over 54,000 shares and shared dispositive power over 1,121,810 shares. The ownership percentage is based on 14,259,132 shares of Netcapital's common stock outstanding as reported in the issuer's 424B4 for the period ending December 27, 2023. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital.
On December 31, 2023, Bard Associates, Inc., an investment adviser based in Illinois, filed a Schedule 13G with the United States Securities and Exchange Commission, disclosing a significant stake in Netcapital, a company that issues common stock under the CUSIP number 64113L103. Bard Associates reported beneficial ownership of 1,175,810 shares, representing 8.2% of Netcapital's class of common stock. The filing indicates that Bard Associates has sole dispositive power over 54,000 shares and shared dispositive power over 1,121,810 shares. The ownership percentage is based on 14,259,132 shares of Netcapital's common stock outstanding as reported in the issuer's 424B4 for the period ending December 27, 2023. The filing asserts that the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing the control of Netcapital.
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