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证监会:禁止参与IPO战略配售的投资者在承诺的限售期内出借股份

The China Securities Regulatory Commission: Investors participating in the IPO Global Strategy allocation are prohibited from lending shares during the promised lock-up period.

Breakings ·  Mar 28 12:28

The China Securities Regulatory Commission issued the "Decision on Amending the ", which will take effect from the date of publication. It states that investors participating in the IPO Global Strategy allocation are prohibited from lending shares during the promised lock-up period. To implement the requirements regarding the prohibition of lending locked-up shares through Margin Brokers as outlined in the "Opinions on Strengthening the Regulation of Listed Companies (Trial)", to ensure coordination with Article 18 of the "Interim Measures for the Management of Shareholder Shareholding Reduction of Listed Companies", which stipulates that shareholders of listed companies must not lend shares that are subject to prohibitions on reduction through Margin Brokers, and to respond to market concerns, the provision in Article 21, Paragraph 3 of the "Underwriting Measures" allowing investors participating in the IPO Global Strategy allocation to lend allocated securities during the promised lock-up period has been removed.

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