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金融监管总局拟加强银行业金融机构高管人员任职资格管理

The Financial Regulatory Administration plans to strengthen the qualification management of senior executives in the banking Financial Institutions.

Breakings ·  Dec 27 19:41

To strengthen the supervision and management of Directors and senior executives in the banking Financial Institutions, and to strictly control personnel access, the National Financial Regulatory Administration has revised and formed the "Management Measures for the Qualification of Directors and Senior Executives of Banking Financial Institutions (Draft for Soliciting Opinions)" and has recently solicited public opinions. The "Measures" adhere to a problem-oriented approach, improve the qualification criteria for senior executives, strengthen the review and control of compliance and integrity of candidates, uphold the principles of severity and leniency, and proportional penalties, distinguish the types of administrative penalties imposed on relevant personnel, while further solidifying the primary responsibility of Financial Institutions for managing the suitability of senior executives, promoting senior executives to adhere to integrity, fulfill their duties, maintain professional ethics, and facilitating Financial Institutions to operate in compliance with the law, effectively ensuring high-quality development.

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