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重庆辖区举办资本市场财务造假综合惩防专题培训会

A comprehensive training meeting on the prevention and punishment of financial fraud in the Capital Markets was held in the Chongqing jurisdiction.

Breakings ·  Dec 25 15:59

On December 20, the Chongqing Securities Regulatory Bureau, in conjunction with the Chongqing Municipal Finance Office and the Economic Investigation Brigade of the Chongqing Public Security Bureau, guided the Chongqing Listed Company Association to conduct a comprehensive training meeting on the prevention and punishment of financial fraud in the Capital Markets using a combination of online and offline methods. During the training, the responsible officials reported on the construction of the comprehensive prevention and punishment system for financial fraud in the Capital Markets and the severe crackdown on financial fraud, and proposed clear requirements for further improving the quality of listed companies in the jurisdiction. First, deeply understand the spirit of the 'Opinions on Further Improving Comprehensive Prevention and Punishment of Financial Fraud in the Capital Markets', focusing on punishment, systematic strikes, and coordinated actions, and strive to build a 'Chongqing model' for comprehensive prevention and punishment of financial fraud; second, listed companies in the jurisdiction must deeply recognize the serious regulatory situation, establish a strong sense of integrity and lawfulness, proactively undertake the responsibilities for self-regulation, self-improvement, and self-perfection, improve corporate governance and internal control mechanisms, and resolutely eliminate financial fraud; third, all intermediary institutions should enhance both their professional capabilities and dedication, effectively play the role of 'gatekeepers' in practice supervision, and consciously become allies in the comprehensive prevention and punishment system for financial fraud.

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