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江苏证监局对华映资本管理有限公司采取行政监管措施

The Jiangsu Securities Regulatory Bureau has taken administrative supervision measures against Hua Ying Capital Management Co., Ltd.

Breakings ·  09:03

Recently, during an inspection of Hua Ying Capital Management Co., Ltd., the Jiangsu Securities Regulatory Bureau discovered that the company failed to properly maintain the records of investor suitability management in the course of managing Hangzhou Hua Ying Peak Extreme Investment Partnership, violating the regulations of Article 26 of the Interim Measures for the Supervision and Administration of Private Investment Funds. According to Article 33 of these Measures, the regulatory bureau has decided to take administrative supervision measures against the company by issuing a warning letter, requiring it to attach great importance, learn lessons, and strengthen compliance management. If there is any dissatisfaction with the regulatory measures, an application for administrative reconsideration or filing a lawsuit can be made within the stipulated time. (Securities Regulatory Commission Jiangsu Regulatory Bureau)

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