CSRC issued feedback on the application for changes in the main shareholders of Guolian Securities, Minsheng Securities, and Minsheng Fund. Wuxi Guolian Development (Group) Co., Ltd. is requested to supplement the relevant supporting materials that meet the requirements for changing the actual controllers of public fund management companies, and to submit the supporting materials for the actual controller of Guolian Securities Co., Ltd. who acquires more than 5% of the equity this time, meeting the conditions of 'no criminal penalties for intentional crimes within 3 years after the completion of the sentence' and 'not under investigation for suspected major illegal violations'.
证监会发布国联证券变更主要股东、民生证券和民生基金变更实际控制人的申请反馈意见
CSRC issued feedback on the application for changes in the main shareholders of Guolian Securities, and changes in the actual controllers of Minsheng Securities and Minsheng Fund.
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