China International Capital Corporation issued a public notice regarding the previous incident of being investigated by the CSRC for alleged lack of diligence in the IPO sponsorship business of Shanghai SiErXin Technology Co., Ltd. (formerly known as Shanghai GuoWei SiErXin Technology Co., Ltd.). The company stated that it has received the CSRC's "Notice of Administrative Penalty Advance Notice", and the CSRC plans to order the company to make corrections, issue a warning, and impose a fine of 8 million yuan. At the same time, two responsible managers for the project will each be fined 1.5 million yuan. China International Capital Corporation stated in the announcement that the company sincerely accepts the punishment, genuinely takes it as a lesson, and strengthens comprehensive rectification.
思尔芯IPO保荐业务未勤勉尽责 中金公司被证监会给予警告并处以罚款
China International Capital Corporation was warned and fined by the CSRC for not diligently performing its duties in the IPO sponsorship business of SiErXin.
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