The Securities and Exchange Commission (SEC) stated on Wednesday that Alphabet, Goldman Sachs, Bank of Nova Scotia in Canada, and subsidiaries of Bain Capital have agreed to pay a total of $3.8 million to settle SEC charges of delaying the submission of documents when disclosing information to investors (such as changes in beneficial ownership and insider trading of stocks). These companies or individuals have neither admitted nor denied the SEC's investigation findings, but they have agreed to pay civil fines and cease any further violations.
Alphabet、高盛等同意支付总计380万美元罚款 了结SEC对其逾期提交文件的指控
Alphabet, Goldman Sachs, and others have agreed to pay a total of 3.8 million US dollars in fines to settle the SEC's charges of late filings.
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