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六部门打击资本市场财务造假:完善内部人士举报奖励机制,提高奖励金额

Six departments crack down on financial fraud in the capital markets: improving the internal reporting reward mechanism and increasing the reward amount.

Breakings ·  Jul 5 17:08
The General Office of the State Council forwarded the "Opinions on Further Improving the Work of Comprehensive Punishment and Prevention of Financial Fraud in the Capital Markets" of six departments including the China Securities Regulatory Commission, strengthening joint punishment and social supervision. Severe violators of laws and regulations, such as financial fraud, fund misappropriation, and collusion in fraud, shall be included in the list of serious dishonest subjects in the financial sector, and pushed to the national credit information sharing platform. The relevant information shall be published on the "Credit China" website and the national enterprise credit information publicity system, and joint punishment shall be implemented in accordance with the law and regulations, so as to strengthen the restraint on dishonesty. The internal reporting reward mechanism for major illegal and irregular behaviors such as financial fraud shall be improved, the reward amount shall be increased, and the legitimate rights and interests of whistleblowers shall be protected. Typical cases of illegal activities shall be publicized to increase the publicity and warning impact.

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