Before the “May 1st” holiday, the Beijing Securities Regulatory Bureau concentrated on “naming” 3 brokerage firms. On April 30, China International Finance Co., Ltd. was subject to administrative supervision measures by the Beijing Securities Regulatory Bureau for the second time in 5 days. On the same day, CITIC Construction Investment Securities Co., Ltd. and Guodu Securities Co., Ltd. were also subject to corresponding administrative supervision measures by the Beijing Securities Regulatory Bureau. On April 12, after the implementation of the new “Nine Rules of the State”, capital market “gatekeepers” lined up to receive tickets. The reporter's incomplete statistics show that since the release of the new “National Nine Rules”, various securities regulatory bureaus have intensively issued 15 fines against 12 brokerage firms in less than a month. (Surge News)
北京证监局点名中金公司、国都证券、中信建投，新“国九条”后已有12家券商领罚单
The Beijing Securities Regulatory Bureau named CICC, Guodu Securities, and CITIC Construction Investment. 12 brokerage firms have already received fines after the new “National Nine Rules”
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