The Beijing Securities Regulatory Bureau ordered Guodu Securities Co., Ltd. to correct administrative supervision measures. Guodu Securities has the following problems: the company's internal control system for clean business is not perfect, internal regulations and limits are not in place for expenses and expenses for some business activities, job checks and internal supervision have failed, and subsequent accountability for responsible personnel is not in place.
北京证监局对国都证券采取责令改正行政监管措施
The Beijing Securities Regulatory Bureau ordered corrective administrative supervision measures against Guodu Securities
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